Regulatory Compliance - VP - Financial Group

Location: Hong Kong > Hong Kong > All Hong Kong
Work type: Full Time
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Job Reference No.: #66278

Job Title:

Regulatory Compliance - VP - Financial Group


Our client is wholly-owned subsidiary set up in Hong Kong. They provides comprehensive cross-border securities and financial services. Right now they are going to hiring a Regulatory Compliance - VP - Financial Group to join their Hong Kong office.


  • Handle and facilitate smooth, accurate and timely communications with headquarter and other internal stakeholders
  • Do regular and ad hoc compliance management reports
  • Key person to manage requests from headquarter
  • Manage regulatory requests such as reporting, inquiries and inspections and assure smooth, accurate and timely communication with regulators
  • Develop, implement and execute the compliance training program
  • Conduct compliance monitoring and investigation
  • Project lead or representation such as status reporting, tracking of task progress, maintaining databases and etc.


  • Strongly self-motivated, quick learner and ability to work independently in highly dynamic environment
  • Profound analytical and Chinese writing skills, in particular, formal report drafting
  • Fluent spoken Mandarin and English
  • Degree holder in law, finance, accounting, corporate governance or related disciplines
  • Five-year experience in Regulatory Compliance, Executive Office, Strategic Planning Office, or other related work (preferably of Chinese financial institutions)
  • PRC laws knowledge is a strong plus

To apply please click on the "Apply" button or contact Steven Sin at quoting ref no. #66278 for a confidential discussion. Your interest will be treated in strict confidence.

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