Deputy Head of compliance - Wholesales bank

Location: Hong Kong > All Hong Kong
Work type: Full Time
  • Bachelor's dgree in Account/Finance/LL.B./J.D
  • 8 or more years' experience gained at law firm
  • Solid knowledge in the areas of banking


  • Ensure the branch complies with statutory and regulatory requirements by assisting the overview of the legal and compliance function.
  • Formulate a wide range of business and financial related contracts, agreements and documents.
  • Provide professional legal/compliance advice to different business units and senior management
  • Respond to legal/compliance enquiries from internal departments on daily and/or project basis.
  • Contact with external counsels, regulatory and statutory bodies if necessary.
  • Work with different departmental representatives on developing and conforming to regulatory requirements.


  • Bachelor's dgree in Account/Finance/LL.B./J.D or equivalent; ideally a qualified solicitor (but not essential).
  • 8 or more years' experience gained at law firm, banking industry or reputable financial institution in legal or compliance field.
  • Solid knowledge and exposure in the areas of banking, commercial law and regulations.
  • Good command of English, Cantonese and Mandarin.
  • Self-starter, independent with excellent interpersonal and communication skills.
  • Strong organizational and leadership skills.
  • Objective and accurate in risk management.

To apply please click on the "Apply" button or contact Steven Sin at or on 29196122 quoting ref no.71720 and job title for a confidential discussion. Your interest will be treated in strict confidence.

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